360° Regulatory Monitoring for Financial Markets

ReguDash provides regulators with real-time insights into broker activities, trade executions, and price deviations to ensure market integrity and protect traders.

Request Demo

About Us

ReguDash was developed by a team of financial market experts and technologists who recognized the growing need for advanced regulatory oversight tools in increasingly complex trading environments.

Our mission is to empower regulators with cutting-edge technology that provides complete transparency into broker activities while maintaining the highest standards of data security and compliance.

With decades of combined experience in financial markets, regulatory compliance, and data analytics, we've built a solution that addresses the real challenges faced by modern financial regulators.

Our Solutions

Volume Monitoring

Track broker trading volumes across all instruments with daily and monthly breakdowns. Identify unusual activity patterns and receive alerts for significant deviations from historical norms.

Price Deviation Analysis

Compare trader request prices with actual execution prices to detect potential broker malpractice. Visualize deviations across time periods and instrument categories.

Compliance Dashboard

Comprehensive overview of all regulated entities with key metrics and compliance status. Drill down into specific brokers or time periods for detailed analysis.

Real-time Alerts

Customizable alert system notifies regulators immediately when predefined thresholds are breached or suspicious patterns emerge.

Reporting Suite

Automated report generation for regulatory filings, internal reviews, and compliance documentation with full audit trails.

Risk Scoring

Proprietary algorithm assigns risk scores to brokers based on multiple factors, helping prioritize regulatory attention.

Why Regulators Need ReguDash

Complete Market Oversight

Gain a 360° view of all broker activities across your regulated market, eliminating blind spots in your surveillance.

Early Detection of Malpractice

Identify potential issues before they escalate into systemic problems or public scandals that undermine market confidence.

Data-Driven Decision Making

Move beyond anecdotal evidence with comprehensive data analytics that support evidence-based regulatory actions.

Efficient Resource Allocation

Focus your examination resources where they're needed most with our intelligent risk scoring and prioritization system.

Proactive Rather Than Reactive

Shift from responding to complaints to proactively identifying and addressing potential issues before traders are harmed.

Connectivity to Trading Platforms

Standardized API Integration

ReguDash connects seamlessly with all major trading platforms through our standardized API framework, ensuring quick implementation without disrupting existing systems.

Secure Data Transmission

All data is encrypted in transit using bank-grade security protocols, with multiple layers of authentication to ensure data integrity and prevent unauthorized access.

Flexible Data Formats

We support all common data formats (FIX, JSON, XML, CSV) and can work with your technical teams to accommodate proprietary formats if needed.

Minimal Infrastructure Requirements

Our cloud-based solution requires no additional hardware investment from regulators or brokers, with options for on-premise deployment where required.